Retrieval of Sea Surface Temperature from MODIS Data
in Coastal Waters
Rosa Maria Cavalli
National
Research Council (CNR), Research Institute for Geo-Hydrological Protection
(IRPI) via della Madonna Alta 126, 06128 Perugia, Italy;
rosa.maria.cavalli@irpi.cnr.it; Tel.: +39-075-501-422
Received: 31 August 2017;
Accepted: 28 October 2017; Published: 16 November 2017
Abstract: Accurate
measurements of sea surface temperature retrieved from remote images is a
fundamental need for monitoring ocean and coastal waters. This study proposes a
method for retrieving accurate measurements of SST in coastal waters. The
method involves the estimation of effect of total suspended particulate matter (SPM) concentration on the value of sea surface emissivity (SSE) and the inclusion of
this effect in SSE value that is put into SST calculation. Data collected in three Italian coastal waters were
exploited to obtain SSTskin and
SSE values and to analyze SPM effects on SSE value. The method was tested on
MODIS images. Satellite measurements of SST obtained with current operational
algorithm, which does not require SSE value as explicit input, were compared
with in situ values of SSTskin
and RMSD is equal to 1.13 K. Moreover,
SST data were retrieved with an algorithm for
retrieving SST measurements from MODIS data, which allows the inclusion of SSE
value with SPM effect. These data were compared with in situ values of SSTskin, and RMSD is equal to
0.68 K.
Keywords: coastal water; sea surface emissivity; sea surface temperature; total suspended particulate matter
1.
Introduction
Coastal waters are very important for human
populations because we derive a lot of benefits from
these
habitats:
food
(e.g.,
most
caught
fish
come
from
the
coastal
waters
and
adjacent
upwelling areas), renewable and nonrenewable resources (e.g.,
hydrocarbons and extracted sand and gravel), and services such as
transportation, waste disposal, and recreation. In an assessment of world’s
ecosystems, the largest value in the whole ecosystem was assigned to the
coastal waters [
1]. On the other hand, these valuable
areas have become very sensitive to impact from human activities. Human threats
to the coastal areas fall into four categories: effects of contaminants,
eutrophication, habitat loss, and overexploitation of fisheries resources [
2]. Therefore, monitoring water
quality, pollution
assessment,
and
remediation
are
the
most
pressing
requirements
for
ensuring
sustainability of these valuable and
vulnerable habitats
[
3–
5].
Sea surface temperature (SST) measurements retrieved
from remote images are used
to
analyze these valuable and vulnerable
habitats, e.g., environmental conditions of benthic marine organisms [
6,
7], ground water
discharges [
8], interactions between residual
circulation, tidal mixing and fresh influence [
9],
karstic springs [
10], river plumes [
11],
thermal plume contamination [
12–
14],
upwelling phenomena [
15], and water quality [
16]. Nevertheless,
error, defined
as the difference between
some
idealized
“true
value”
and
the
measured
value
[
17],
in
SST
measurements
is
highlighted in
different
coastal
regions
by
several
studies,
e.g.,
China
[
13],
Western Australia
[
7],
South
Africa
[
18], and the US [
7].
This error can be as large as 6
◦C [
18].
Another
confirmation
of
the
importance
of
accurate
satellite
measurements of
SST
is
the
series
of
infrared radiometers that were launched
after the
first Advanced Very High
Resolution Radiometer (AVHRR) [
19].
Among
these,
two
Moderate
Resolution
Imaging
Spectroradiometers (MODIS)
of
NASA’s
Earth
Observation
System
(EOS)
constellation
were designed
for
accurate
measurements of
SST: the
first one
on
the
Terra satellite
was
launched
on
18
December
1999,
and
the
second
one
on
the
Aqua
satellite was
launched on 4 May
2002 [
20].
These instruments
continue to
produce an
available “collection” of SST
measurements. Collection
specifically
represents a
revision
of
the
instrument
calibration
model
and the
algorithm for SST
retrieving [
21].
Previous studies emphasize that the
error in SST
measurements can
occur for
many reasons and
that each adjustment to
reduce the
error in SST
measurements is
important
[
22–
27].
Each
step
of
data
acquisition
and
data
processing is
prone to
additional
error sources,
such
as
atmospheric
correction errors, e.g.,
[
28,
29],
cloud
contamination,
e.g.,
[
25,
27],
representativeness errors, e.g.,
[
25,
26],
sampling
errors, e.g.,
[22,23,26], and
surface
emissivity, e.g.,
[
30,
31].
The
succession
of the
“collections” clearly
demonstrates the
importance
of
providing accurate
measurements and of
exploiting each adjustment that can
reduce the
error [19–27,32,33]. The
operational
algorithm for
retrieving SST
from MODIS images is a
derivative of the
split window technique, which corrects the
atmospheric absorption of
radiation between sea
surface and
satellite with brightness temperature differences at a few
adjacent infrared bands [21,25,27,32,34]. Therefore,
algorithm coefficients also include
the
impact
of
differences in
column
water
vapor
and
SSE
values.
The
split
window
algorithm for
retrieving SST
from MODIS
images
which
was
proposed by
Niclos
et
al.
[
35]
incorporates
separate terms
for
column
water
vapor
and
SSE
value.
Sobrino
et
al.
[
28]
already
showed
that
including
column
water vapor in the
split-window algorithm improves SST
accuracy. Niclos et al. [
35]
considered that SST
accuracy is
improved by
including column
water vapor value and SSE
value in
the
operational algorithm
because
the
variation
in
SSE
values
is
comparable
to
the
variation
in
emissivity
value
of
other land
surfaces
[
35].
Some
authors
[
30,
36–
40]
proposed
models
for
calculating
SSE
values.
As
shown
by
these
models, SSE
value is a
function of
sediment and
salinity
concentrations and
zenith
observation angles. Moreover, sea
surface roughness, which is a
function of sea
surface wind speed, affects SSE
value. Other authors [31,41–44] obtained SSE
value from experimental data in
order to
improve the
knowledge
of
SSE
behavior
and
to
develop
and
validate
models.
A
reference work
for
all
these
studies
is the
paper
written
by
Masuda
et
al.
[
30].
Based
on
Cox
and
Munch
[
45],
the
authors
highlighted
that
the
greatest
effect
of
surface
wind
on
emissivity
is
observed
with
surface
wind
speed
greater than
15
m/s and
zenith
observation angle greater than 50
◦ [
30].
All
these
papers were mainly focused on
open sea
waters, whereas only a few
studies
[
46–
50]
were concentrated on SSE
behavior in
coastal waters. The
previous
papers
highlight
that
SSE
value
is
affected
by
changes
in
refractive index,
which
can
also
be due
to
variation
in
concentration
of
total
suspended
particulate
matter
(SPM)
[
30,
31,
36–
44,
46,
50].
Coastal
waters are characterized by
greater concentrations of SPM
than open sea
waters. This characteristic is due
to
human
activities
and
the
runoff
of
rivers,
and
it
is
so
important
that
its
contribution
to
the
optical
properties was
defined
as
“dominant”
[
51].
Therefore, Wen-Yao et
al.
[
46]
and
Wei et
al.
[
49]
specifically
retrieved
SSE
behaviors
with
respect
to
SPM
concentrations
from measurements of
thermal
radiometers at
8–14
µm
in
laboratory. They
agreed that
SSE
value
decreases with
increase
in
SPM
concentrations
that
were included
in
the
water
samples
[
46,
49]:
the
decrease
is
tiny
for
small
concentrations
and
significant for
large concentrations. However, the
authors did not
analyze SSE
behaviors with respect to SPM
concentration from 0 to 100
mg/L (i.e., the
first addition of
sediment is
100
mg/L). Yao et al. [
46] highlighted
that
SSE
value
decreases with
the
first
addition
of
sediment
(i.e.,
100
mg/L),
remains at
the
same
value
up
to
10,000
mg/L,
and
then
falls
again.
Besides great concentration of SPM, coastal waters
are also characterized by greater variations in SPM composition,
salinity, and
sea surface wind speed than open sea waters [
52].
The effects
of SPM composition and salinity on SSE
values was,
respectively, analyzed
in the laboratory by Salisbury [
47] and Newman et al. [
42]. SSE behaviors with respect to sea surface wind speed was
calculated by Masuda et al. [
30], Masuda [
36], and
Watts et
al. [
39]. SSE behaviors with respect to these
variables
were
evaluated
in
stable
environment
where
variation
in
each
variable
was
under
strict control
[
30,
36,
39,
42,
46,
47,
49].
Coastal
waters
cannot
be
defined
as
a
stable
environment
[
52].
This study develops and tests a method for retrieving
accurate measurements of SST in the coastal waters. This method is based on the inclusion of
column water vapor value and the effect
of SPM concentration on SSE value. This effect was
estimated from data collected in coastal waters. SSE
behavior
with
respect
to
SPM
concentration
confirms
that
SSE
values
decrease
with
increase
in
SPM concentration [
46,
49]. SST
skin measurements, which were
obtained from in situ data, were compared with SST measurements retrieved from
MODIS data with and without the inclusion of effect of SPM concentration. The
comparison shows that the inclusion of these effects minimizes the error in SST
measurements retrieved from remote
images.
2.
Materials
A
cruise
was
performed
to
characterize
waters
of
the
Manfredonia
Gulf,
the
Taranto
Gulf,
and
the area close to Lesina Lagoon during
the summer of 2011 [
53]. The Manfredonia Gulf
is situated in the western part of the southern Adriatic Sea (Figure
1). Urban and agricultural activities in this area
are considered
potential
threats
to
coastal
marine
ecosystem
[
54].
Fifteen
measurement
locations
situated at distance of about 4 km from the coastline and between
bathymetric lines of 10 m and 15 m were selected for describing these waters
(Figure
1). Sampling of these locations were carried
out during four days, and principal locations were monitored several times: in
total, 39 water columns were analyzed.
Each
water
column
highlighted
unique
features,
even
though
it
was
examined
in
the
same position during different days. The waters of the
Manfredonia Gulf were described with 39
different
cruise
locations.
Figure 1. Measurement
locations of the Manfredonia Gulf. Study
area location (black box) in the top right.
The
Taranto Gulf,
which is located in the Ionian Sea (Figure
2),
represents an example of coastal marine
ecosystem
where
biological
balances
have
been
altered
by
industrial
development,
i.e.,
iron
and steel factories, petroleum
refineries, and shipyards [
55]. Because their impact
on environment is great, the
Taranto province
was officially classified as an “Area of High Environmental Risk” [
56] and later was also included in the 14 “Sites of National
Interest” that need to be remediated [
57].
Seven measurement locations situated at different distance from the coastline
(i.e., from 2 to 12 km) and
at
different
depths
(i.e.,
from
23
to
303
m)
were
chosen
to
analyze
these
waters
(Figure
2).
All
these
locations were monitored three times during four days for a total of 21 water
columns. Each water column highlighted unique features, even though it was
monitored in the same position during different days. The
Taranto Gulf was described with 21
different
locations.
Figure 2. Measurement locations of the Taranto Gulf. Study area location (black
box) in the top left.
Waters close
to Lesina Lagoon are situated along the western part of the southern Adriatic
Sea (Figure
3). The lagoon is characterized by shallow
water, i.e., from 0.75 to 1.5 m, and
a limited sea-lagoon exchange. Human intervention influences environment
quality and determines the main factors of impact such as accumulation of
nutrients, introduction of opportunistic species,
protection of sea-lagoon exchange, and commercial activities
of fishing and aquaculture [
58]. Six measurement
locations situated at a distance of about 10 km from the coastline and around a
bathymetric line of 20
m
were
selected
for
describing
the
waters
close
to
Lesina
Lagoon
(Figure
3). Survey
of
these
waters
was performed during one
day.
Figure 3. Measurement
locations of coastal waters close to Lesina Lagoon. Study area location (black
box) in the top left.
The
position
of
all
cruise
observations
was
chosen
in
accordance
with
Mueller
et
al.
[
52]
protocol and knowledge of these areas of
study.
2.2.
In Situ and Satellite Data
Waters of
the Manfredonia Gulf, the
Taranto Gulf,
and the area close to Lesina Lagoon were analyzed during an oceanographic cruise
[
53] by means of collection and analysis of
water samples, measurement of sea temperatures, calculation of salinity
concentrations, and acquisition of thermal infrared
radiances
from
the
sea
surface
and
sky. All
in
situ
measurements
were
carried
out
from
5:40
to
17:30 UTC
(Table 1).
Table 1. Date and
time of the surveys and mean values of SSTskin and SSTsubskin
estimated
using Webster et al. [59] and Fairall et al. [60] models, respectively.
Coastal
Waters of the Area Close to Lesina Lagoon
Start time (UTC) End
time (UTC) Number of locations Mean of SSTSkin
Mean of
SSTsubskin by [60] (K)
07 August 2011 7:30 16:00 6 300.12 300.14
Coastal
Waters of the Manfredonia Gulf
Date Start time (UTC) End
time (UTC) Number of Locations Mean of SSTSkin
Mean of
SSTsubskin by [60] (K)
08 August 2011 7:01 15:20 6 301.25 301.27
09 August 2011 6:30 15:00 9 301.15 301.26
12 August 2011 7:50 16:10 10 299.79 299.99
24 August 2011 5:40 17:30 14 301.86 302.05
Coastal
Waters of the Taranto Gulf
Date Start time (UTC) End
time (UTC) Number of Locations Mean of SSTSkin
Mean of
SSTsubskin by [60] (K)
13 August 2011 11:00 15:10 5 299.46 299.59
14 August 2011 7:05 14:30 7 300.25 300.34
15 August 2011 7:00 14:00 7 299.81 299.99
16 August 2011 10:00 14:00 2 299.95 300.02
In
accordance
with
protocols
laid
down
by
Mueller
et
al.
[
61]
and
Pegau
et
al.
[
62],
water
samples
were
analyzed
in
the
laboratory
for
calculating
SPM
concentrations.
SPM
concentrations
were
retrieved
from superficial water samples. In accordance with Mueller et al. [
52] protocol, each water column was
classified
as
coastal
water
because
SPM
concentration
of
each
one
is
more
than
0.5
mg/L
(Table 2).
Table 2. Values of mean and standard
deviation (σ) of total suspended
particulate matter (SPM) and salinity concentrations and sea surface emissivity
(SSE) values with and without SPM effect, i.e., SSE (SPM ƒ= 0) and SSE (SPM = 0)
respectively.
Coastal Waters of
SPM (mg/L) Salinity (g/L) SSE
(SPM ƒ= 0) SSE
(SPM = 0) Mean σ Mean σ Mean σ Mean σ
the Manfredonia Gulf 5.07 2.36 38.30 0.11 0.975 0.003 0.981 0.003
the Taranto Gulf 2.15 0.60 38.30 0.04 0.975 0.001 0.978 0.001
area close to Lesina
Lagoon 1.50 0.41 37.86 0.08 0.981 0.001 0.984 0.001
Sea temperature measurements of each location were
acquired with three multi-parametric platforms:
SeaBird
Electronics
SBE
911-plus
Conductivity-Temperature-Depth
(CTD),
ELFO,
which
is equipped
with
Falmouth
C-T
sensor
to
measure
sea
temperature
[
63]
and
TFLAP, which
acquires
sea temperature with MicroTSG
(MicroThermosalinograph) SBE 45 sensor [
64].
Data were processed in accordance with UNESCO standards
[
65].
Thermal infrared radiances were obtained with an
infrared camera: an FLIR Systems
FLIR B series 360. FLIR records
brightness temperature at wavelengths from 7.5 to 13 µm
and has a sensitivity of 0.05 K at 30 ◦C and an accuracy
of ±2%. The calibrations were carried out before
and after the campaign to understand the stability of
the instrumentation. In order to estimate SSE value, the previous studies [
25–
52] and the user’s manual
ThermalCAM Reseacher Professional [
66]
provide a useful procedure for detecting thermal infrared radiances. This
procedure was thoroughly applied for each acquisition.
(
i)
Radiance was measured, under specific conditions of weather
(i.e.,
clear-sky
and sea surface wind speed less than 5 m/s) from the deck of ship over sea portion
where the multi-parametric platform
was dived. (ii) The radiometer was alternately pointed
downward to view the sea and upward to view the sky at
required zenith angle θ equal to 45◦ and
at required azimuth angle φ equal to 90◦ or 180◦, where φ was calculated with respect to sun’s azimuth
and ship’s heading should point the sun, i.e., azimuth
angle equal to 0◦. In order to verify
the view angle,
the radiometer equipped with a goniometer was mounted on a fixed
position. (iii)
Each pair of radiance measurements from sea and sky was
simultaneously acquired with measurements of sea temperature; atmosphere
temperature and relative
humidity and sea surface wind speed were measured from each location.
The MODIS on board the Aqua satellite acquired nine
images during the oceanographic cruise. The MODIS data were obtained from
NASA’s Distributed Active Archive Centers.
In accordance with
the
previous
papers
[
25–
52,
66],
each
location
selected
from
MODIS
images
has
a
zenith
observed angle
smaller
than
50◦, and
the
greatest
zenith
observed
angle
is
about
50
◦ (i.e.,
the
observations
of
the
coastal
water
of
the
Manfredonia
acquired
on
14
August
2011).
3. Estimation
of Sea Surface Skin Temperature Value from in Situ Data
Infrared
radiometers
(i.e.,
in
situ
and
satellite)
acquire
the
brightness
temperature
at
surface
skin layer
of
the
water
column
(SST
skin),
which
is
thin
(about
500
µm),
whereas
sensors
mounted
on
buoys, profiles,
and
ships
measure
sea
temperature
at
any
depth
beneath
the
skin
(SST
dept)
[
67].
The
vertical temperature structure of the
upper ocean such as coastal waters is variable; therefore, the quality of SST
observations depends on the vertical position of the measurement within the
water column and on
the
time
of
the
day
at
which
the
measurements
were
obtained
[
68,
69].
Consequently,
some
authors
developed
models
for
estimating
diurnal
and
nocturnal
warming
at
a
specific
depth
[
70].
Since three multi-parametric platforms measure SST
depth, their data were
exploited to estimate SST
skin values
using the empirical parametric model for retrieving diurnal SST
skin measurements proposed
by
Webster
et
al.
[
59].
This
algorithm
was
selected
because
it
was
extensively
compared
with in situ measurements under
light-to-moderate wind conditions [
70–
73]. It has the following
form:
∆T = SSTskin − SSTdepth = f + a(PS) + b(P) + c[ln(u)] + d(PS) ln u + e(u) (1)
where
PS is
the daily peak surface solar radiation in
Wm−2; P is
the daily mean precipitation rate in mmh
−1;
u is sea surface wind speed in m/s; and
a,
b,
c,
d,
e, and f are the coefficients
provided by
Webster et
al.
[
59]
that
are
a
function
of
sea
surface
wind
speed. The
authors
highlighted
that
∆T value
values cannot exceed 3 K
[
59].
∆T values were estimated with SST
depth values and sea surface
wind speeds monitored during the
cruise
and
with
the
daily
peak
surface
solar
radiations,
which
were
obtained
from
aerosol
robotic network
(AERONET)
data.
Therefore,
198
measurements
of
SST
depth were
analyzed
to
retrieve
SST
skin values
of
66
observations,
and
mean
values
of
these
results
are
shown
in
Table 1.
In
order
to
validate
estimated
values
of
SSTskin,
simplified
method
proposed
by
Fairall
et
al.
[
60]
was selected because it was also extensively tested [
70,
73]. This algorithm calculates a value of SST (i.e.,
SST
subskin)
that
is
assumed
to
be
independent
of
the
depth.
A
previous
study
highlighted
that
this value can highlight a little
difference with respect to SST
skin value [
70] because “the model assumes linear profiles of temperature
and surface-stress-induced current in this warm layer” [
60].
SST
subskin values were evaluated using the
following equation
[
70,
74]:
. z − δ .v
T(z) = SSTsubskin −
DT −
δ
[SSTsubskin −
T(DT ] (2)
where
T(z)
is temperature profile in the warm layer;
z is the depth;
δ is the depth the skin
layer;
DT is the depth of the warm layer; v is an
empirical parameter which is equal to
1
[
70–
74]. Therefore, 198 measurements of sea temperature were
exploited to evaluate SST
subskin values of
66
observations
and
mean
values
of
these
results
are
shown
in
Table 1.
The retrieved values
of SST
subskin are slightly greater than SST
skin values in accordance with Kawai and Wada [
70]. Root mean square deviation (RMSD) between SST
subskin and SST
skin
values is equal to 0.12 K.
SST
skin
values were exploited to retrieve SSE values from brightness temperature
data which were
acquired
with
in
situ
radiometer
and
to
validate
the
results
of
the
proposed
method
for
retrieving SST from MODIS data (Figure
4).
Figure 4. Flowchart of the applied method for retrieving SST measurements with
SPM effect.
4. Estimation
of SSE Value from in Situ Data
As
above
mentioned,
SST
skin data
allowed
to
retrieve
SSE
values
from
brightness
temperature
data that
were
acquired
with
in
situ
radiometer.
Estimation
of
SSE
values
was
performed
by
ThermalCAM QuikReport
version
1.1.,
which
employs
the
general
formula
used
to
all
FLIR
systems
thermographic equipment [
66]. This formula is based
on the assumption that an instrument receives the radiation from the object
itself and from the atmosphere surrounding the object. The received radiation
is given
by
Wtot = ετWobj + (1 −
ε)τWre f l + (1 − τ)Watm (3)
where ετWobj is the
emission from the object, which has a temperature equal to Tobj; ε is
the emissivity of the object;
τ is
the transmittance of
the atmosphere; (1
−
ε)τWre f l
is the reflected emission
from surrounding sources, which have the temperature equal to Trefl; (1
−
τ)Watm emission from atmosphere, which has the
temperature equal to Tatm.
In accordance with the user’s manual, each pair of radiance measurements acquired from
sea surface and sky was processed together with the simultaneous SSTskin value, the relative humidity, and the atmosphere temperature.
Each surface water was characterized by at least five sets of these variables.
Each resultant value of SSE was compared with the others of the same station,
and the values characterized by standard deviation smaller than 0.001
were taken into
consideration. The mean of all these values was identified
as the value of that station. The coastal waters of the Manfredonia Gulf, the Taranto Gulf, and the area close to Lesina
Lagoon were described by 201 values of SSE for 39 observed locations, by 112
values of SSE for 21 observed locations, and by 28 values of SSE for six observed
locations, respectively.
5. Retrieval
of SSE Values
5.1.
Estimation of SPM Effect on
SSE Value
SSE behavior with respect to SPM concentration in the
coastal waters of the Manfredonia Gulf, the
Taranto
Gulf,
and
the
area
close
to
Lesina
Lagoon
was
derived
from
in
situ
data.
The
relationship
between SSE and SPM in these coastal waters is well defined (Figure
5), and the following functions for adequately representing
the data were found using optimal least squares fit (R
2 coefficients are equal to 0.865, 0.785, and
0.901, respectively) as
follows:
7.5−13µm =
−0.0011 SPM + 0.981 (4)
7.5−13µm =
−0.0012 SPM + 0.978 (5)
SSEarea close to Lesina Lagoon
|
|
7.5−13µm =
−0.0013 SPM + 0.984 (6)
where SPM is
the concentration of total suspended particulate matter in mg/L.
The relationship between SSE values and salinity
concentrations and the relationship between SSE values and sea surface wind
speeds of these coastal waters cannot be adequately represented.
As above mentioned, the radiometer utilized consists
of a single band in the range 7.5–13 µm, whereas MODIS bands 31 and 32
are extended from 10.78 to 11.28 µm and from 11.77 to 12.27 µm, respectively. Therefore, it is necessary to
transform Equations (4)–(6) into algorithms for
calculating
SSE values with
SPM effect in MODIS bands 31 and 32.
For
this
purpose,
it
is
important
to
confirm
that
the
Equations
(4)–(6)
evaluate
SPM
effect
on
SSE
value.
Since
previous
papers
proposed
models
for
estimating
SSE
values
without
SPM
effect
and
with
the effects of salinity concentration and surface wind speed zenith observation
angle, e.g., [
30,
75],
the decrease in SSE value associated with SPM concentration of each station was
estimated with the Equations
(4)–(6)
and
was
added
to
SSE
value
derived
from
in
situ
radiance.
All
resultant
values
were compared with emissivity from 8 to 13
µm
calculated with Masuda et al. [
30] model (i.e.,
emissivity
was evaluated with
zenith observation angles equal to 40◦ and 50◦, with wind speeds equal to 4 m/s
and
with
salinity
concentration
from
37
to
39
g/L,
Figure
4).
SSE
values
tabulated
by
Masuda
et
al.
[
30] were selected because these values
were only obtained with the inclusion of dissolved salt effect in the
emissivity of the pure water and were confirmed by several authors [
31,
37–
40,
46,
47]. The results of the
comparison attest that SSE value of each station estimated without SPM effect
is emissivity of sea water that is characterized by salinity of that station
and by SPM concentration equal to 0 mg/L, SSE
7.5–13 µm (SPM
=
0).
Therefore,
this
comparison
proves
that
SSE
variation,
which
is
evaluated
with Equations
(4)–(6),
is
mainly
due
to
change
of
SPM.
Thus,
0.981,
0.978
and
0.984
are
the
average
values of
SSE
7.5–13 µm (SPM
=
0)
of
the
coastal
waters
of
the
Manfredonia
Gulf,
the
Taranto Gulf,
and
the
area
close to Lesina Lagoon, respectively (Figure
6,
Table 2).
Figure 5. SSE behavior with respect to SPM concentration in these coastal waters.
Figure 6. SSE values
tabulated by Masuda et al. [30] and average values of the
stations obtained without SPM effect versus salinity concentration.
In conclusion, the Equations
(4)–(6) were rewritten into the following forms:
. SSE (SPM = 0) .
SSEManfredonia Gulf λ
λ = −0.0011 SPM
SSE7.5−13µm
(SPM = 0)
+ SSEλ (SPM = 0) (7)
. SSE (SPM = 0) .
SSETaranto Gulf λ
λ = −0.0012SPM
SSE7.5−13µm
(SPM = 0)
+ SSEλ (SPM = 0) (8)
SSEarea close to Lesina Lagoon
. SSEλ(SPM = 0) .
λ = −0.0013 SPM
where
λ is the spectral region.
SSE7.5−13µm
(SPM = 0)
+ SSEλ (SPM = 0) (9)
5.2.
Estimation of SSE Value without SPM Effect for MODIS Data
In order to obtain SSE
in MODIS bands 31 and 32 with effect of SPM concentration (SSEMODIS_band31 (SPM ƒ= 0) and SSEMODIS_band32 (SPM ƒ= 0)), it is
necessary to estimate SSE in these regions
without this effect (SSEMODIS_band31 (SPM =
0) and SSEMODIS_band32 (SPM = 0)), since SPM
concentrations are known (Equations (7)–(9)).
MODIS
acquisitions
over
all
stations
on
14
August
2011
were
performed
with
zenith
observation angles larger than
50◦, and
SSE values tabulated with these angles by Masuda et al. [
30]
were not confirmed
by
some
authors
[
31,
37–
39,
43].
Therefore,
SSE
(SPM
=
0)
values
in
MODIS
bands
31
and
32 were
evaluated
with
the
following
equations
proposed
by
Niclos
and
Caselles
[
75]:
. . cU+d ..b31
SSEMODIS_band
31(θ, U) =
SSEMODIS_band31 (0◦) cos θ (10)
. . cU+d ..b32
SSEMODIS_band32 (θ, U) =
SSEMODIS_band
32(0◦) cos θ (11)
where θ is zenith observation angle; U is sea surface wind speed in m/s; SSEMODIS_band31 (0◦) and SSEMODIS_band32 (0◦) are SSE values in MODIS bands 31 and 32,
which were acquired with zenith observation
angle equal to 0◦; c and d are
constant coefficients (i.e.,
−0.037 ±
0.003 s/m and 2.36 ±
0.03); and b31 is
equal to 0.0342; b32 is equal to 0.0508.
SSE
MODIS_band31 (0◦) and
SSE
MODIS_band32 (0◦) values
were
obtained
by
Newman
et
al.
[
42]
model. The authors investigated SSE
behaviour with respect to the salinity concentration using in situ data and
their results in MODIS bands 31 and 32 are confirmed by the SSE values of the
most adopted models
[
30,
76].
Therefore,
SSE
MODIS_band31 (0◦) and
SSE
MODIS_band32 (0◦) values
are
equal
to
0.9922
and 0.9888,
respectively.
SSE
MODIS_band31
(SPM = 0) and SSE
MODIS_band32
(SPM = 0) values of all stations were obtained with zenith observation
angles retrieved from MODIS data and with sea surface wind speeds measured
during
the
cruise.
In
order
to
confirm
that
these
values
are
emissivity
of
each
surface
water characterized
by
its
salinity
and
by
SPM
concentration
equal
to
0
mg/L,
values
estimated
with
Niclos and Caselles [
75]
equations were compared with SSE in 11
µm and 12
µm
(i.e., MODIS bands 31
and
32) tabulated by Masuda et al. [
30] (i.e., emissivity was obtained with zenith observation
angle equal
to
the
angle
of
each
analyzed
image,
with
wind
speed
equal
to
4
m/s,
and
with
salinity
concentration equal to 38.26 g/L, i.e.,
average
salinity, which was measured
in situ, Figure
4). RMSD values between SSE
MODIS_band31 (SPM = 0) and SSE
MODIS_band32 (SPM = 0) values
evaluated with Niclos and Caselles [
75]
equations and emissivity values calculated by Masuda et al. [
30] are equal to 0.008 and 0.009,
respectively. In
accordance
with
the
previous
papers
that
did
not
confirm
SSE
values
tabulated with angles larger than 50
◦ by Masuda et al. [
30,
31,
37–
39,
43], RMSD values of MODIS
bands 31 and 32
acquired
on
14
August
2011
are
the
largest,
i.e.,
0.020
and
0.017,
respectively.
6. Retrieval
of SST Measurements from MODIS Data
In
order
to
test
the
method,
locations
monitored
within
±2
h
with
respect
to
MODIS
overpasses were selected, i.e., 56
locations
(Table 3).
The values of SST
skin that
were obtained with the model proposed by
Webster
et al. [
59] were compared with nearest pixels to
ship locations obtained by MODIS
Aqua
Global
Level
3
Mapped
Thermal
SST
products
at
4.63
km
spatial
resolution,
which
were provided
by
PO.DAAC
FTP-site
[
77].
Values of
RMSD,
bias,
and
standard
deviation
(
σ)
are
shown
in
Table 3.
Table 3. Comparisons
(i.e., root mean square deviation (RMSD), bias and standard deviation, σ) between
SSTskin data and SST
measurements which were obtained by Moderate Resolution Imaging
Spectroradiometers (MODIS) Aqua Global Level 3 Mapped Thermal SST products.
Coastal Waters
of the Area Close to Lesina Lagoon
Date Start Time W (g/cm2) Number of Locations Number of Locations Obtained
from MODIS Level 3
7
August 2011
12:40
UTC 1.563 6 6
SST (K)
MODIS Level 3
Bias 1.43
σ 0.44
RMSD 1.49
Coastal Waters of the Manfredonia Gulf
Date Start Time W (g/cm2) Number of locations Number of Locations Obtained
from MODIS Level 3
8
August 2011
11:45 UTC 5.246 5 2
9
August 2011
12:25
UTC 10.655 7 1
12 August 2011
11:20
UTC 0.743 8 8
24 August 2011
11:40
UTC 2.103 11 7
Coastal Waters of Taranto
Gulf
Date Start Time W (g/cm2) Number of Locations Number of Locations Obtained
from MODIS Level 3
13
August 2011
12:00
UTC 1.370 5 5
14
August 2011
12:45 UTC 1.517 6 1
15
August 2011
11:50 UTC 0.743 6 7
16
August 2011
12:30 UTC 1.197 2 1
SST (K)
MODIS Level 3
Bias 1.12
σ 0.64
RMSD 1.21
Bias 1.36
σ -
RMSD -
Bias 1.11
σ 0.39
RMSD 1.17
Bias 0.20
σ 0.11
RMSD 1.26
SST (K)
MODIS Level 3
Bias 1.41
σ 0.31
RMSD 1.31
Bias 1.33
σ -
RMSD -
Bias 0.98
σ 0.43
RMSD 1.06
Bias 0.44
σ -
RMSD -
The current operational procedure for deriving SST
from MODIS data [
21,
24]
is a regression to buoys data, which has not a value of SSE as an explicit
term, whereas the split-window algorithm developed by Niclos et al. [
35] includes SSE value. Therefore, this method was selected
because it allows putting SSE value estimated with SPM effect into retrieval of
SST measurements. MODIS images were exploit to retrieve SST measurements using
the following equation [
35]:
SST
= TMODIS_band31 + [a1(secθ − 1) + a2].TMODIS_band31 − TMODIS_band32
.+
2+
+[b1(secθ − 1) + b2].TMODIS_band31 − TMODIS_band32
.
+[c (secθ 1)
+ c ]
+ .α +
α w +
α w2..1
|
|
SSEMODIS_band31
+SSEMODIS_band32 .
1 − 2 0 1 2 −
(12)
−.β0 + β1w
+ β2w2..SSEMODIS_band31 − SSEMODIS_band .
where
TMODIS_bandi is brightness temperature at
satellite level in K;
θ is
zenith observation angle;
w is total
atmospheric water vapor content in g/cm
2; SSE
MODIS_bandi is sea surface emissivity in MODIS
band;
a1,
a2,
b1,
b2,
c1,
c2,
α0,
α1,
α2,
β0,
β1,
β2 are
constant coefficients provided by Niclos et al. [
35].
Brightness
temperatures in MODIS bands 31 and 32 and zenith observation angle were derived
from MODIS data; it was therefore necessary to
calculate three input data: SSE
MODIS_band31 (SPM ƒ= 0), SSE
MODIS_band32 (SPM ƒ= 0) and total atmospheric water vapor content (Figure
4).
SSE
MODIS_band31 (SPM
ƒ= 0) and SSE
MODIS_band32
(SPM ƒ= 0) values of each
location were evaluated from
in
situ
concentrations
of
SPM
with
the
Equations
(7)–(9)
and
with
the
method
which
was
proposed by
Wen-Yao et al.
[
46].
Total atmospheric water vapor content was retrieved
from MODIS data using the following algorithm proposed by Sobrino et al. [
29]:
w = 0.0192WMODIS_band17 + 0.453WMODIS_band18 + 0.355WMODIS_band19 (13)
with
W =
26.314 −
54.434
LMODIS_band17
MODIS_band2
+ 28.449
. LMODIS_band17 .2
LMODIS_band2
(14)
W =
5.012 −
23.017
LMODIS_band18
MODIS_band2
W =
9.446 −
26.887
LMODIS_band19
MODIS_band2
+ 27.884
+ 19.914
. LMODIS_band18 .2
LMODIS_band2
. LMODIS_band19 .2
LMODIS_band2
(15)
(16)
and where
w is total atmospheric water vapor
content in g/cm
2 and L
MODIS_bandi is the radiance in W m
−2 sr
−1 µm
−1.
Table 4 shows the results of each
MODIS image.
The results were
compared
with
the
values
of
precipitable
water
that
were
obtained
from
AERONET
data
(Figure
4).
The
best
fit logarithmic curve between total
atmospheric water vapor content and precipitable water values
was identified in accordance with
Mavromatakis et al. [
78], and its R
2 is equal to
0.717.
Therefore,
SST
measurements
at
nearest
pixels
to
ship
locations
were
obtained
with
and
without the inclusion of SPM effects in
SSE values which were used as input into Niclos et al. [
35]
algorithm (Figures
4 and
7). In order to analyze the capability of SPM effect to
minimize error in SST measurements,
the
included
effects
were
obtained
with
Equations
(7)–(9)
and
with
the
model
proposed by
Wen-Yao et
al.
[
46].
The
resultant
data
were
compared
with
SST
skin
values
obtained
with
the
model proposed by
Webster et al. [
59]
(Table 4).
Figure 7. Flowchart of the applied method for retrieving SST measurements without
SPM effect.
Table 4. Total atmospheric water vapor content values and comparisons (i.e., RMSD, bias and standard deviation, σ) between
SSTskin data and SST
measurements at nearest pixels to ship locations which were retrieved from
MODIS data using Niclos et al. [35] algorithm with and without
the inclusion of SPM effects in SSE values. The included effects were evaluated
with Equations (7)–(9) and with the method proposed by Wen-Yao et al. [46].
Coastal Waters of the Area Close to Lesina Lagoon
SST (K)
Retrieved by [35]
Date Start Time W (g/cm2) Number of Locations
with SSE (SPM = 0)
with SSE (SPM ƒ=
0) Using Equations
(7)–(9)
with SSE (SPM ƒ=
0) Using Wen-Yao
et al. [46]
7 August 2011
12:40 UTC 1.563 6
Bias −0.49 −0.40 −0.49
σ 0.48 0.50 0.48
RMSD 0.66 0.60 0.66
Coastal
Waters of the Manfredonia Gulf
SST (K)
Retrieved by [35]
Date Start Time W (g/cm2) Number of Locations
with SSE (SPM = 0)
with SSE (SPM ƒ=
0) Using Equations
(7)–(9)
with SSE (SPM ƒ=
0) Using Wen-Yao
et al. [46]
8 August 2011
11:45 UTC 5.246 5
9 August 2011
12:25 UTC 10.655 7
12 August 2011
11:20 UTC 0.743 8
24 August 2011
11:40 UTC 2.103 11
Bias −0.80 −0.65 −0.72
σ 0.48 0.43 0.43
RMSD 0.91 0.76 0.82
Bias −0.73 −0.67 −0.72
σ 1.09 1.09 1.09
RMSD 1.26 1.23 1.26
Bias −0.81 −0.50 −0.79
σ 0.52 0.46 0.52
RMSD 0.95 0.66 0.93
Bias −0.71 −0.29 −0.69
σ 0.31 0.31 0.31
RMSD 0.77 0.42 0.75
Coastal
Waters of Taranto Gulf
SST (K)
Retrieved by [35]
Date Start Time W (g/cm2) Number of Locations
with SSE (SPM = 0)
with SSE (SPM ƒ=
0) Using Equations
(7)–(9)
with SSE (SPM ƒ=
0) Using Wen-Yao
et al. [46]
13 August 2011
12:00 UTC 1.370 5
14 August 2011
12:45 UTC 1.517 6
15 August 2011
11:50 UTC 0.743 6
16 August 2011
12:30 UTC 1.197 2
Bias −1.03 −0.89 −1.03
σ 0.12 0.15 0.12
RMSD 1.04 0.89 1.03
Bias −0.54 −0.42 −0.54
σ 0.25 0.24 0.25
RMSD 0.59 0.48 0.59
Bias −0.73 −0.59 −0.72
σ 0.31 0.31 0.32
RMSD 0.78 0.65 0.78
Bias −0.52 −0.41 −0.51
σ 0.07 0.08 0.07
RMSD 0.52 0.42 0.52
7.
Sensitivity Analysis
Sensitivity
analysis
was
aimed
at
assessing
the
error
in
SST
measurements
in
coastal
waters
due to the omission of SPM effect from the estimation of SSE value. The
error is the difference between SST obtained with and without the inclusion of
SPM effect in SSE value. These two SSE values are specifically
put
into
Niclos
et
al.
[
35]
algorithm
for
retrieving
SST
from
MODIS
data
using
different
total atmospheric
water
vapor
content.
The
relative
influence
of
SPM
concentration
and
total
atmospheric
water vapor content on the error in SST measurements was calculated, and the
zenith observation angle was set equal to 45
◦ because
its effect on SST measurements can be considered
negligible.
SPM effect was derived from the increase in SPM concentration
from 0 to 10 mg/L because this range was
monitored in these coastal waters. SSE values were obtained from this range of
concentrations with the Equations (7)–(9).
Total atmospheric water vapor
content was varied from
0.1 to 10 g/cm
2 because this range
includes all values derived from MODIS images (Table
3).
Figure
8 shows
the
behavior
of
the
error
in
SST
measurements
with
respect
to
the
error
due
to
the
omission of SPM effect from the estimation of SSE
value.
(b)
Figure 8. The error in
SST measurements due to the omission of SPM effect from the estimation of SSE value:
(a) the values obtained
with total atmospheric water vapor contents
(w) equal to 0.1 g/cm2 is contained in the first panel; (b) the values obtained with w equal to 10 g/cm2 is contained in the second panel.
8. Discussion
and Conclusions
The paper aims to propose a method for retrieving
accurate measurements of SST (Figure
4)
and to demonstrate that the inclusion of the effect of SPM concentration in SSE
value, which is put into the algorithms, minimizes the error in SST
measurements, especially in coastal waters. For this purpose, an oceanographic
cruise was performed to survey the coastal waters of the Manfredonia Gulf,
the
Taranto
Gulf,
and
the
area
close
to
Lesina
Lagoon,
and
66
observations
of
water
column
were performed. Data
collected in situ allowed for the estimation of SST
skin and SSE values, the analysis
of SSE behavior with respect to SPM
concentration, and the validation of the results of the proposed method. Data
acquired during the cruise by MODIS on board Aqua satellite was exploited to
test
the
method.
SST
skin values were estimated
with the empirical parametric model for retrieving diurnal measurements of SST
skin proposed by
Webster et al. [
59].
Moreover, SST
subskin values
were
obtained with the simplified method for retrieving diurnal measurements
of SST
subskin
proposed
by
Fairall
et
al.
[
60]
in
order
to
evaluate
the
SST
skin values.
These
algorithms
were
chosen
because
they were
extensively
tested
and
were
successfully
applied
[
70,
72,
73].
Therefore,
198
measurements
of
sea
temperature were exploited to retrieved 66 values of SST
skin and SST
subskin.
In order to validate
the
results, SST
subskin
data were compared with SST
skin values.
In accordance with [
70], SST
subskin values are slightly greater than SST
skin values (i.e., RMSD is equal to 0.12 K).
In
accordance
with
the
procedure
for
detecting
thermal
infrared
radiances
[
25–
52,
66],
SSE
values
from
7.5
to
13
µm
were
retrieved
from
at
least
five
sets
of
variables:
radiance
measurements
acquired from sea surface and sky (i.e.,
first and second variables), the relative humidity and atmosphere temperature
data collected in situ (i.e., third and fourth variables), and validated values
of SST
skin obtained
by
[
59]
(i.e.,
fifth
variable).
Therefore,
66
values
of
SSE
were
averaged
out
from
341
estimated
values. The standard deviation values were smaller than 0.001. In order to
analyze SSE behaviors, these values of SSE were compared with SPM and salinity
concentrations and with sea surface wind speeds monitored in the same location.
Only SSE behavior with respect to SPM concentration is
well
defined.
In summary, the effect of SPM concentration on SSE
value from 7.5 to 13 µm can be evaluated from in situ
concentrations with the developed algorithms (i.e., Equations (7)–(9)), which
adequately
represent
SSE
behaviors
with
respect
to
SPM
concentrations
of
the
Manfredonia
Gulf,
the
Taranto Gulf,
and
the
area
close
to
Lesina
Lagoon
(R
2 coefficients
are
equal
to
0.865,
0.785,
and
0.901,
respectively).
SSE
behaviors
with
respect
to
SPM
concentrations
of
these
three
coastal
waters
are
slightly
different
(Figure
5)
because
SSE
value
is
affected
by
feature
variability
of
the
adjacent
river
basins
and
Adriatic and Ionian seas, which modifies
refractive index [
54,
55,
58,
79,
80].
In order to validate 66 values of SSE from 7.5 to 13
µm, these values without SPM effect were compared
with
SSE
values
calculated
by
[
30],
and
these
values
are
comparable
(Figure
6).
SSE
values for MODIS bands 31 and 32 were
evaluated with Niclos and Caselles [
75]
equations. In order to validate
these
values,
the
data
were
compared
with
SSE
values
which
were
calculated
by
[
30]
(RMSD values
are equal to 0.008 for SSE
MODIS_band31 and 0.009 for
SSE
MODIS_band32).
SSTskin measurements
monitored within ±2 h with respect to MODIS overpasses were
selected
to test the method, i.e., 56 values. These values were
compared with SST data provided by MODIS level 3 products. RMSD is equal to 1.13
K
(Table 3).
Moreover, SST values were retrieved from
MODIS
data
using
Niclos
et
al.
[
35]
algorithm,
which
allows
for
including
SSE
values
with
SPM
effect.
Total atmospheric
water
vapor
content
values,
which
are
required
by
[
35],
were
retrieved
from
MODIS data
using
algorithm
proposed
by
Sobrino
et
al.
[
29].
The
results
were
validated
with
AERONET
data (R
2 is equal to 0.717). In order to analyze the
capability of SPM effect to minimize the error in SST retrieval,
SSE
values
were
evaluated
with
two
models
for
retrieving
SPM
effect:
developed
algorithms (i.e., Equations (7)–(9)) and the model proposed by [
46]. Therefore, 56 measurements of SST
skin were compared with SST values obtained with
the inclusion of these two data set using Niclos et al. [
35]
algorithm.
Total values of RMSD are
equal to 0.62 K and 0.84 K, respectively
(Table
4 and Figure
9).
Figure 9. RMSD values of these coastal waters between SSTskin data and SST measurements
which were obtained by MODIS Aqua Global Level 3 Mapped Thermal SST products.
RMSD values of these coastal waters between SSTskin data and SST measurements retrieved from MODIS data
using Niclos et al. [35] algorithm with and without the inclusion of SPM
effects in SSE values.
In all stations monitored within
±2 h with
respect to MODIS overpasses, SST retrieved from MODIS images with this
inclusion using Niclos et al. [
35] algorithm exhibits a
reduction in
error. The decrease with respect to MODIS level 3
products is up to 2.67 K. It should be noted that MODIS level
3
products
are
characterized
by
4.63
km
spatial
resolution;
only
a
partial
number
of
stations,
i.e., 40 locations over 56,
(Table 3) was derived from these products, and standard MODIS SST
algorithms
do
not
perform
well
in
coastal
situations
because
the
atmospheric
correction
algorithms
are
optimized for oceanic conditions
[
21].
Sensitivity
analysis
was
performed
to
analyze
the
behavior
of
the
error
in
SST
measurements
in
the coastal
waters
with
respect
to
the
error
in
SPM
concentration
(i.e.,
the
error
in
SST
measurements
if
the
SPM concentration is assumed to be zero). SST measurements were derived from
MODIS data
using Niclos et al. [
35] algorithm. The analysis took into consideration the
increases in SPM concentration from 0 to 10 mg/L and total atmospheric water
vapor content from 0.1 to 10 g/cm
2.
Sensitivity analysis shows that error as large as 0.69 K in SST measurements is
associated with an error in SPM concentration equal to 10 mg/L and with total
atmospheric water vapor content equal to 0.1 g/cm
2 and error as large as 0.25 K in SST measurements
is associated with an error in SPM concentration equal to 10 mg/L and with
total atmospheric water vapor content equal to 10 g/cm
2. The analysis highlights
that
the
increase
in
total
atmospheric
water
vapor
content
decreases
the
error
[
28,
29].
In
summary, the
analysis confirms that SSE values decrease with the increase of the SPM
concentrations, and this decrease is tiny [
46,
49].
Moreover, the
results of the developed method highlight that the error in SST measurements in
these coastal waters decreases with the inclusion of SPM
effect
in
the
estimation
of
SSE
value,
which
is
used
as
input
into
the
retrieval
of
SST
from
MODIS
data.
Certainly, an achieved map is
never the territory [
81,
82],
and therefore, a model cannot fully represent
the
variability
and
the
complexity
of
the
territory. However,
the
results
attest
to
the
accuracy of
the
procedure
to
acquire
and
analyze
the
in
situ
data
and
the
accuracy
of
the
developed
algorithms
for
estimating
the
effect
of
SPM
concentration
on
SSE
values
in
MODIS
bands
31
and
32.
In conclusion, this paper demonstrates that the inclusion
of the effect of SPM concentration in SSE
value, which is put into the algorithms for retrieving SST from remote data, minimizes
the error in SST
measurements in coastal
waters. It is shown that an estimation of SPM effect on SSE value provides
a useful adjustment for minimizing this
error.
Future work should
aim to improve spatial variability of SST measurements in coastal waters:
SST measurements calculated with SPM effect will be estimated at
monitored locations and in the whole remote image. For this purpose, the best
method for retrieving SPM concentrations of these coastal waters from remote data will be developed, and the uncertainties will carefully be analyzed. Therefore, SPM concentration and total
atmospheric water vapor content will be retrieved from MODIS data, and these products will be included
in the algorithm for retrieving SST measurements of coastal waters from MODIS data.
Acknowledgments:
This
research was supported by the Italian National Research Council. The author
thanks the Principal Investigators and their staff for establishing and
maintaining the six AERONET sites used in this investigation. The author would
like to thank many professors for their encouraging judgment, their valuable
comments and suggestions, and their
useful corrections which
improved the quality
of this manuscript. The author is
particularly grateful to Stuart Newman.
Conflicts of
Interest: The
author declares no conflict of interest.
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